Proportionality – Getting the balance right

I know some people who, even today have an inherent loathing of compliance in all its forms. They see it as a drain on resource, an obstacle to running a

The Big Picture and Big Dumb Questions

Nobody likes surprises. The latest headline compliance story in the public domain “Providence Collapse”, provides a timely reminder to all compliance professionals as to the importance of asking the big

Enforcement Decisions

The release by the Guernsey Financial Services Commission on 6 June makes for fascinating reading. It concerns the judgement issued by the Royal Court of Guernsey in respect of an

Brexit Overview

Welcome to the first post on my new website I hope this will promote lots of healthy interaction and shared opinions. So, subject matter? It is difficult not to open